Vertical 08: Fundraising & Investment Advisory

Accelerate your startup's growth with expert legal support for term sheets, Shareholders' Agreements (SHA), Share Subscription Agreements (SSA), preferential share allotments (Form MGT-14/PAS-3), and institutional investor due diligence.

Core Fundraising & Investment Services

SHA & SSA Documentation Suite

Comprehensive drafting and negotiation of Shareholders' and Share Subscription Agreements with affirmative voting rights.

Preferential Allotment & Form MGT-14

End-to-end RoC compliance for equity capital raises, valuation report alignments, and EGM special resolutions.

Form PAS-6 Share Capital Reconciliation

Rule 9B share demat compliance, ISIN generation, and half-yearly audit returns post-financing.

Term Sheet & Deal Structuring Desk

Evaluation of investor term sheets, liquidation preferences, anti-dilution clauses, and SAFE instruments.

Statutory Q&A Authoritative Legal Provisions & FAQs

What filings are mandatory with the RoC after closing a venture private placement? +
The company must file Form PAS-3 (Return of Allotment) within 15 days of share/CCPS allotment under Section 42(8) of the Companies Act 2013, Form MGT-14 for special resolutions within 30 days under Section 117, and complete stamp duty payment on share certificates within 60 days.
How is Angel Tax addressed under Section 56(2)(viib) for DPIIT recognized startups? +
DPIIT recognized startups fulfilling conditions under CBDT notifications are fully exempt from Section 56(2)(viib) scrutiny on shares issued to both resident and non-resident investors, provided consideration does not exceed statutory limits and aggregate paid-up capital stays below ₹25 Crores.

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